SINCE 1995
Regulation & Compliance
Regulated. Audited. Accountable.
Quadris Solutions AG is a member of VQF (Verein zur Qualitätssicherung von Finanzdienstleistungen), a Self-Regulatory Organisation formally recognised by the Swiss Financial Market Supervisory Authority (FINMA). Our operations are subject to ongoing regulatory supervision and an independent annual audit.
Regulated Under Swiss Financial Markets Law
As a VQF member, Quadris Solutions AG adheres to the obligations applicable to regulated financial intermediaries in Switzerland, including full compliance with anti-money laundering legislation, the prevention of terrorist financing, and the broader conduct requirements of Swiss financial markets law. Membership of a FINMA-recognised SRO is not a formality, it carries active supervisory obligations that we meet as a matter of both regulation and professional principle.
Annual Independent Audit
Quadris Solutions’s operations and financial statements are reviewed annually by SWA Swiss Auditors AG, an independent external audit firm. This audit function provides clients with assurance that the firm’s operations meet the requirements applicable to VQF members and regulated financial intermediaries under Swiss law, verified independently, every year.
SWA Swiss Auditors Ltd
Bahnhofstrasse 3
P.O. Box 347
CH-8808 Pfäffikon SZ
Switzerland
Tel +41 (0)55 415 54 70
info@swa-audit.ch
www.swa-audit.ch
What This Means for Clients
When you engage Quadris Solutions, you are working with a firm operating under an active, FINMA-recognised regulatory framework, subject to independent supervision, annual audit, and the professional conduct standards that Swiss financial markets regulation demands. That standard of oversight underpins the trust our clients place in us, and the structures we administer on their behalf.
Self-Regulatory Organisation
Quadris Solutions AG is a member of VQF (Verein zur Qualitätssicherung von Finanzdienstleistungen), a Self-Regulatory Organisation recognised by FINMA, carrying obligations around anti-money laundering compliance and the prevention of terrorist financing applicable to all its members.
VQF
General-Guisan-Strasse 6
CH-6300 Zug
+41 41 763 28 20
info@vqf.ch
www.vqf.ch